Fraud and vote patterns in Kenya’s 2013 election

Update: The video link now works. Many thanks to SAIS for fixing it and letting me know.

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The video below has been making the rounds in the Kenyan online community. The Daily Nation even reported on the claims by UCSD Professor Clark Gibson and James Long, Asst. Prof. and University of Washington, that President Uhuru Kenyatta may not have crossed the 50% threshold in the March 4th election. The duo conducted an exit poll (N = 6000) on election day that showed both candidates in a statistical tie at 40.9% for Odinga and 40.6% for Kenyatta. In the presentation Clark and James make the case that exit polling is superior to PVT because it is immune to things like ballot stuffing and tallying fraud. NDI sponsored ELOG conducted a PVT that confirmed the results announced by the Kenyan EMB, the IEBC.

[youtube.com/watch?v=68a3cUrq1gI&feature=youtu.be]

I do not really know what to make of this poll finding by James and Clark at the moment. I am waiting for the actual MP and Governor elections results to be published by the IEBC so I can try and see if the results in these local races were in line with the presidential results.

Supreme Court Judgment on the Presidential Election Petition 2013

The Kenyan Supreme Court released the full judgment (PDF) following the justices’ unanimous dismissal of Raila Odinga’s petition challenging the election of President Uhuru Kenyatta.

Below are some sections of the ruling.

This Judgment, therefore, may be viewed as a baseline for the Supreme Court’s perception of matters political, as these interplay with the progressive terms of the new Constitution. It is clear that this Judgment, just as it is important to all Kenyans in political terms, is no less important to the Court itself, in terms of the evolution of jurisprudence in the domain of public affairs. It is particularly so, in the light of Section 3(c) of the Supreme Court Act, which vests in this Court the obligation to “develop rich jurisprudence that respects Kenya’s history and traditions and facilitates its social, economic and political growth.”

…the respondents are invited to bear the evidential burden. The threshold of proof should, in principle, be above the balance of probability, though not as high as beyond-reasonable-doubt…

…the failure mainly arose from the misunderstandings and squabbles among IEBC members during the procurement process – squabbles which occasioned the failure to assess the integrity of the technologies in good time. It is, indeed, likely that the acquisition process was marked by competing interests involving impropriety, or even criminality: and we recommend that this matter be entrusted to the relevant State agency, for further investigation and possible prosecution of suspects.

In summary, the evidence, in our opinion, does not disclose any profound irregularity in the management of the electoral process, nor does it gravely impeach the mode of participation in the electoral process by any of the candidates who offered himself or herself before the voting public. It is not evident, on the facts of this case, that the candidate declared as the President-elect had not obtained the basic vote-threshold justifying his being declared as such.

As I have said before on this blog, the justices had to make both legal and political considerations with regard to this case. I am not a lawyer and cannot comment on the legal aspects of the case/ruling. With regard to the political considerations, I think the court showed its conservative hand – opting for a strategy of letting Kenya’s new institutions grow on their own without strict supervision from the courts; notice the many references to public opinion and perception in the ruling. That is how the court interprets its mandate to “develop rich jurisprudence that respects Kenya’s history and traditions and facilitates its social, economic and political growth,” I think.

Kenya awaits Supreme Court verdict

Kenya’s prime minister Raila Odinga last Saturday filed a petition challenging the declaration of Uhuru Kenyatta as president-elect (with 50.07% to 43.28%) after the presidential elections earlier this month.

In the petition Mr. Odinga cites a host of factors that, in his view, significantly compromised the integrity of the election – including an unstable voter register; inconsistencies and errors in final vote counts; and failures in the electronic tallying system.

In a rally in Mombasa this week Odinga claimed to have won the election with 5.7m votes to Kenyatta’s 4.5m.

With the filing of the petition, the country’s attention has shifted to the Supreme Court. The court is constitutionally mandated to issue its ruling within a fortnight from last Saturday (latest March 30).

Should the court find in favor of Odinga’s petition Kenyans will have a re-run election in late May, with a possible runoff a month after that. The law says that in case of irregularities the court has to nullify the entire (presidential) election. It is unclear if the judges can rule on limiting the re-run to a runoff between Kenyatta and Odinga. If the judges dismiss the case Kenyatta will be sworn in on April 9th.

It is obvious that the ruling will be as political as it will be legal. Six judges (see here) will hear the case as the nominated deputy Chief Justice is yet to be confirmed by the National Assembly. Under normal circumstances five judges would have heard the case to avoid a tie but since the selection of the five would have tilted the case one way or the other all six will be present.

Should there be a tie the status quo will hold and Kenyatta will be sworn in early next month.

So how might the judges vote?

Based on my conversations with people in the know, it appears that the swing justices will be Chief Justice Mutunga and Justice Mohamed Ibrahim. The two are largely expexted to adhere the most to the legal merits and implications of the petition. The eventual ruling will therefore partly depend on the ability of the two to persuade their colleagues. As President of the court, CJ Mutunga will be under pressure to be on the winning side of the ruling.

A tie would be the worst of possible outcomes as it would suggest that the court, by far the most trusted Kenyan institution, is just as divided as the rest of the country.

The court’s only other ruling before this was on affirmative action to increase the proportion of women in the Kenyan parliament to a third. They voted against (arguing for a gradualist achievement of the same), with CJ Mutunga being the sole dissenter.

On the left-right spectrum CJ Mutunga is the most progressive member of the court (and the highest rated public official, despite Kenya’s socially conservative bend). Justices Wanjala, Ibrahim and Ndungu are centrists, while Ojwang and Tunoi are conservative.

Kenyan pollster Ipsos explains why they missed the mark

Today Ipsos Synovate provided their own internal analysis (see here, pdf) of the election results vis-a-vis their poll numbers right before the March 4th election.

According to the final IEBC tally (Which Mr. Odinga is challenging in court) all the eight candidates except Mr. Kenyatta performed within the margin of error of Ipsos’ last poll before the election.

Mr. Kenyatta outperformed the last poll by 5.25%, well outside the margin of error.

How did Ipsos miss this?

Their answer on page 23 basically agrees with my observation that differential turnout, especially in the candidates’ respective strongholds, made the difference.

According to the final IEBC numbers, Mr. Kenyatta’s 20 biggest vote-basket counties averaged a turnout rate of 88%, compared to Mr. Odinga’s 84%.

In related news, tomorrow Mr. Odinga will officially file the petition that seeks to nullify Mr. Kenyatta’s election as president.

CORD may seek the nullification of the whole election or narrow their challenge to just whether Mr. Kenyatta actually crossed the 50% threshold.

Crucial figures to think about as we await to see the content of the petition tomorrow are (1) 10.6m votes were cast in the 47 governor races compared to 12.3m in the presidential race, a difference of 1.7m votes; and (2) Mr. Kenyatta crossed the 50% threshold by less than 10,000 votes.

More on this next week.

Institutions and Political Change in Kenya

These are interesting times in Kenya. The Deputy Chief Justice and Vice President of the Supreme Court, Nancy Baraza, stands to lose her job for harassing a female security guard on New Year’s Eve.

Ms Baraza’s ordeal is interesting because it captures the momentous changes taking place in Kenya’s institutions of governance. The idea that a public official of such high stature could get in trouble for the “simple act” of threatening a security guard was laughable only a few years ago. Not long ago Kenya was divided between wananchi (loosely translates to citizens) and wenyenchi (owners of the country), the latter being virtually above the law. That has since changed. Even the president has in the recent past been forced to reconsider his actions whenever they were deemed to be in contravention of the supreme law of the land.

But the progression towards this state of affairs has not been straightforward – which is why I think that the Kenyan case is a good lesson in contemporary evolution of limited government.

Academic discussions of limited government revolve around the question of how to achieve credible commitment among the veto players within a polity. That is, how competing factions within the state can agree to a modus operandi that makes their interactions predictable and objectively justifiable based on a predefined idea of what actions are legitimate. The most common way to do this is usually to have institutions of state defined in constitutions and to regularly elect public officials.

But as Stasavage has argued, the mere existence of institutions and veto players is not a sufficient condition for credible commitment. There must be a guarantee that specific important veto players will have de facto veto power. In other words, it matters that various factions within society CAN balance each other.

How does this map onto the Kenyan case?

Contrary to the popular view, the story does not begin with the 2007-2008 post-election violence and the formation of the Grand Coalition Government. The story begins with the pro-capitalist policies of president Kenyatta that created room for the emergence of a wealthy upper class within Kenyan society. At the beginning, this class was totally dependent on the state for its reproduction. But over time, segments of the class acquired independence. Under Moi and now under Kibaki there is a sizeable chunk of the economic upper class that makes its money without a personalist connection to the state [You have to take my word on this, for now.]

The fact that both Odinga and Kibaki have had public fall-outs with wealthy co-ethnics who have then decamped to the other side is illustrative of this fact.

It is this emergence of “independent wealth” that provided the foundation of the strong opposition that emerged after Moi retired. Led by Raila Odinga and his allies, these politicians had the money and social capital to challenge the president and his men on equal terms. That is why when stuff hit the fan in 2007-08 Kibaki had no option but to agree to share some of his power with Odinga. The two men knew that neither of them could win the game of “my street against your street.”  It is also why the negotiated settlement that is Kenya’s new constitution was an exercise in give and take, with an absurd emphasis on procedure and self-executing clauses.

The implementation of the new constitution has not been any different. Which takes us back to Ms Nancy Baraza.

It is common knowledge that Ms Baraza was not an establishment appointment to the Supreme Court. She was part of the civil society coup in judicial appointments which also included the Chief Justice. Having “lost the court” the establishment ensured it had control by insisting on maintaining control over the Director of Public Prosecutions and the Attorney General. The establishment also controls the Police Force. Their challengers (who are no angels themselves) had the goodwill of civil society and big enough constituencies in key organs of the state – including the military. They also had a plurality in parliament.

So when Baraza got in trouble due to what appears to be a lapse in judgment, the establishment saw a chance to get her out. But they had to do it within the bounds of due process. And so they have been quick at it. The police (whose top brass will be fired soon by a panel laden with civil society types) conducted a quick investigation and concluded that the DCJ had a case to answer. The Judicial Service Commission has since arrived at the same conclusion, and recommended the Justice’s suspension to the president. The process has thus far been transparent, with very few questioning the legitimacy of the inquiry into the behavior of Ms Baraza.

Meanwhile the civil society has been dead quiet. Many fear that their hard fought gains of having two of their own (The Chief Justice and his deputy) in the Supreme Court will be eroded after Ms Baraza’s departure. I bet that when the dust settles and the debate over who should replace Baraza gets heated civil society (and the Odinga camp) will want to replace her with one of their own. It will be interesting to see if the establishment will move to alter the balance of power by challenging this implied consensus.

The long and short of it all is that it matters that competing forces in society credibly balance each other. In those countries (like in most of Sub-Saharan Africa) where presidents and their men have overwhelming power advantages over their opponents, it will be doubly hard for limited government to come about. If the Kenyan experiment succeeds it will be proof that you need not have an inter-ethnic love-fest or the lack of factions for limited government to emerge.

This is mostly a story about the Kenyan political and economic elites. What about the wananchi/masses? That will be the subject of a future post.

Tough trying to be good in a bad neighborhood

A few days ago a Kenyan judge ordered the government to arrest Sudanese President Omar al-Bashir if he ever sets foot in Kenya. Mr. Bashir has an outstanding arrest warrant against him from the ICC for crimes against humanity committed since 2003 in Darfur.

The ruling has since metastasized into a full blown diplomatic row; Khartoum expelled the Kenyan ambassador before rescinding the expulsion, and is now threatening to cut all trade ties with Kenya, expel Kenyans living in Sudan and deny any planes leaving or going to Kenya from flying in its airspace – if the government does not take back the ruling in two weeks.

The diplomatic row aside, the case has implications for the reform process in Kenya. The case is a test of the depth of the Kenyan judiciary’s new found independence from the executive.

According to Khartoum:

“al-Bashir expects Nairobi to scrap the arrest warrant within the next two weeks and not simply file an appeal.”

That is not how the judicial process works in a democracy. The executive cannot just scrap a judicial ruling. Within Kenya, for the sake of precedence the government must be seen to be complying with court rulings. The Chief Justice has already warned the executive against ignoring the court ruling saying that

“If a country chooses to live by anarchy, it must be ready to face the consequences of disregarding the law.”

It remains unclear what the executive will do given Khartoum’s two week ultimatum. Disregarding the court ruling will come with consequences for the individuals involved – in particular the Foreign Minister and the Commissioner of Police.